Artificial Intelligence: SEC Focus Areas and Best Practices for Asset Managers
December 05, 2024
NSCP Currents (National Society of Compliance Professionals)
Senior Counsel Ethan Corey and Partner Clifford Kirsch review the SEC’s recent actions that are impacting asset managers’ use of AI technologies. They address some of the agency’s motivations to regulate AI, areas of related interest in SEC examinations and some guidelines for asset managers to manage their AI usage.