How Wall Street Regulators May Adapt To Trump's Return
January 01, 2025
Law360
Partner Ben Marzouk talks with Law360 about anticipated areas of focus in financial markets regulation with the new incoming US presidential administration. He addresses how FINRA is expected to prioritize focusing on broker-dealers' use of AI when they communicate with their customers under their existing standards.
"[FINRA will] be interested in applying those standards to communications that are generated through artificial intelligence tools, making sure that firms supervise and adequately oversee the tools that they're engaging or putting to use to generate these communications and marketing pieces,” Ben said.
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