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Events
Past EventsNew
CFTC Rules Affecting Funds and their Advisers That Invest in Commodity Interests, James Cain, Daphne Frydman, Michael Koffler, David McIndoe April 17, 2012
CFTC’s Amended CPO and CTA Registration and Compliance Requirements: Will They Affect You, James Cain, Daphne Frydman, Mary Thornton Payne March 15, 2012
IA Compliance Best Practices Summit 2012, Mark Smith, John Walsh March 15-16, 2012
Whistleblower Initiatives: Implementing the SEC's Bounty Program June 22, 2011
ACC Legal Quick Hit: How Did We Get Here? Exective Compensation One Year After Dodd-Frank, Cynthia Krus May 25, 2011
15th Annual Corporate Counsel Institute: Financial Regulatory Reform: What Non-Financial Companies Need to Know About Implementation and Impact March 10-11, 2011
ACI's Consumer Finance Class Action Litigation: The Dodd-Frank Wall Street Reform and Consumer Protection Act and Its Impact on the Consumer Finance Litigation Landscape January 28, 2011
To view Lew Wiener's speech outline, please click here. For the Joint Response by the Inspectors General of the Department of the Treasury and Board of Governors of the Federal System, click here. Argus Americas Crude Summit 2011 - Presentation: The US Regulatory Landscape January 27, 2011
Webinar - Whistleblower Initiatives: What You Need to Know January 26, 2011
To listen to the full webinar, please click on the link above. For the presentation slides, please click here. To view a summary of selected comment letters to the SEC regarding proposed rule 21F, click here.
Title VII of Dodd-Frank: The New Derivatives Regime January 21, 2011
16th Annual - Securities Litigation And Regulatory Practice Seminar October 29, 2010
ALI-ABA - The Financial Services Regulatory Revolution: Navigating the New World of Broker-Dealer and Investment Adviser Regulation, Supervision and Sales October 21-22, 2010
ALI-ABA - Dodd-Frank Financial Reform and its Impact on the Securities Industry October 8, 2010
Executive Compensation: What's New and Yet To Do in 2010 September 29, 2010
Dodd-Frank and the New Regulatory Regime for Advisers September 21, 2010
2010 BDC Roundtable September 13-14, 2010
Argus Oil Market Regulation Summit 2010 September 1, 2010
"Margin of Safety?" The Implications of the Dodd-Frank Credit Requirements for Derivatives on Energy Businesses and Trading August 18, 2010
Fiduciary Duty Forum July 28, 2010
Webinar: Impact of the Financial Reform Legislation on Oil and Oil Trading Companies July 28, 2010
2010 Proxy Issues: Say on Pay July 27, 2010
Envestnet Webinar - Exploring the Fiduciary Opportunity July 27,2010
The 2010 Proxy Season: A Review June 30, 2010
Central Clearing of Interest Rate Swaps June 15, 2010
Central Clearing – Questions and Answers from the Buy-Side Perspective April 15, 2010
Webinar: What You (and Your Clients) Should Be Thinking About in Preparation for the 2010 Proxy Season December 8, 2009
Hedge Fund Roundtable September 29, 2009
To see more events, please click here.
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