Eversheds Sutherland Regulatory

Reform Task Force -

Roadmaps              

For Public Companies


Title IX Roadmap for public companies on the key provisions and regulatory rulemakings and the executive summary of Title IX.

News and Legal Alerts

Legal Alert: Supreme Court Expands SOX Whistleblower Protection to Employees of Private Contractors of Public Companies
March 5, 2014

Legal Alert: First Circuit Ruling Limits Whistleblower Protection Under Section 1514A(a) of the Sarbanes-Oxley Act to Employees of Public Companies
February 21, 2012

Sutherland Forms Response Team to Help Clients Address Whistleblower Claims in 2012
December 21, 2011

Legal Alert: Blowing Your Own Whistle: Trumpeting Your Whistleblower Policies in Response to the SEC's New Whistleblower Program
July 28, 2011

Dodd-Frank Brings Expansion Opportunities - and Obstacles, Annette Tripp, April 29-May 5, 2011
Reprinted with permission from Houston Business Journal

Legal Alert: U.S. District Court Retroactively Applies Dodd-Frank Whistleblower Restriction to Bar Arbitration Provision in Employment Agreement
March 11, 2011

Raising the Stakes: Effective 'Internal' Whistle-Blowing Programs are Essential in the Dodd-Frank Era
January 11, 2011 Reprinted with permission Westlaw Journal Employment

Legal Alert: A New World Order:  What Your Board Should Know About Proxy Access
September 23, 2010

Legal Alert: Proxy Plumbing: SEC Considers Extensive Renovation Job to the Proxy System
July 30, 2010

Legal Alert: It’s Signed, Now for the Hard Part: What your Board Needs to Know About Corporate Governance and Executive Compensation Provisions in the Dodd-Frank Act
July 22, 2010

Legal Alert: Capitol Hill Takes on Executive Compensation and Corporate Governance
June 17, 2010

SEC Warms to Climate Change
March 16, 2010

Legal Alert: Say on Pay: It's Coming, Are You Ready?
October 5, 2009

Legal Alert: Impact of Financial Regulatory Reform on the Insurance Industry: Proposed Legislation to Implement the Regulatory Reform White Paper
August 5, 2009

Legal Alert: Suitability, Solvency Modernization, International Accounting and Derivatives: The NAIC 2009 Summer Meetings
June 30, 2009

Legal Alert: Insurance: Financial Regulatory Reform - A New Foundation: Building Financial Supervision and Regulation
June 19, 2009

Legal Alert: Regulatory & Legislative Corporate Governance Initiatives
May 20, 2009

Past Events

Whistleblower Initiatives: Implementing the SEC's Bounty Program | presentation slides.
June 22, 2011 

Webinar - Whistleblower Initiatives: What You Need to Know | presentation slides | summary of selected comment letters to the SEC regarding proposed rule 21F
January 26, 2011

2010 BDC Roundtable
September 13-14, 2010

2010 Proxy Issues: Say on Pay
July 27, 2010

The 2010 Proxy Season: A Review
June 30, 2010

Webinar: What You (and Your Clients) Should Be Thinking About in Preparation for the 2010 Proxy Season
December 8, 2009

Contacts

Cynthia M. Krus 202.383.0218 CynthiaKrus@eversheds-sutherland.com
John J. Mahon 202.383.0515 JohnMahon@eversheds-sutherland.com
Harry S. Pangas 202.383.0805 HarryPangas@eversheds-sutherland.com
Lisa A. Morgan 202.383.0523 LisaMorgan@eversheds-sutherland.com

 

Other Resources

Legislative Benchmarks

November 19, 2009:
Regulatory Reform, markup, The Senate Banking Committee, on the Dodd bill entitled, "The Restoring American Financial Stability Act of 2009." 

October 27, 2009:
Regulatory Reform,
markup, House Financial Services Committee, on the following bills: H.R. 3818, the Private Fund Investment Advisers Registration Act of 2009; H.R. 3817, the Investor Protection Act of 2009; H.R. 2609, the Federal Insurance Office Act of 2009; and the Accountability and Transparency in Rating Agencies Act of 2009, which remains in discussion draft. 

October 22, 2009:
Regulatory Reform,
markup, House Financial Services Committee, on the following bills: H.R. 3818, the Private Fund Investment Advisers Registration Act of 2009; H.R. 3817, the Investor Protection Act of 2009; H.R. 2609, the Federal Insurance Office Act of 2009; and the Accountability and Transparency in Rating Agencies Act of 2009, which remains in discussion draft. 

October 21, 2009:
Regulatory Reform,
markup, House Financial Services Committee, on the following bills: H.R. 3818, the Private Fund Investment Advisers Registration Act of 2009; H.R. 3817, the Investor Protection Act of 2009; H.R. 2609, the Federal Insurance Office Act of 2009; and the Accountability and Transparency in Rating Agencies Act of 2009, which remains in discussion draft. 

October 6, 2009:
Regulatory Reform,
hearing, The House Financial Services Committee, "Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office." 

September 30, 2009:
Regulatory Reform,
hearing, The House Financial Services Committee's Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises,  "Reforming Credit Rating Agencies." 

© 2017 Eversheds Sutherland (US) LLP