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Video: Current Prospects for Congressional Reauthorization of the Terrorism Risk Insurance Act (TRIA)
October 29, 2013
Many thought the Boston Marathon bombing earlier this year would expedite reauthorization of TRIA, which is ...
Legal Alert: SEC Awards Whistleblower More Than $14 Million – Largest Award to Date
October 4, 2013
In a press release issued on October 1, 2013, the U.S. Securities and Exchange Commission (SEC or Commission) ...
Legal Alert: CFTC Issues No-Action Relief and Interpretive Guidance Related to SEFs
October 2, 2013
As the date for compliance with swap execution facility (SEF) registration requirements approached, the ...
Legal Alert: High Court's Decision Next Term May Increase Sarbanes-Oxley Whistleblower Litigation
August 28, 2013
This November, in Lawson v. FMR LLC,1 the United States Supreme Court will hear argument on whether ...
Legal Alert: CFTC Finalizes Harmonization Rules: Advisers to RICs Benefit From “Substituted Compliance” for Many Obligations
August 26, 2013
On August 13, 2013, the Commodity Futures Trading Commission (CFTC) adopted final rules to harmonize certain ...