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Legal Alert: European Regulators Publish Second Consultation Paper on Margin for OTC Derivatives
July 6, 2015
On June 10, the European Supervisory Authorities (ESA) published a second consultation paper on draft ...
Legal Alert: SEC's Proposed SBS Rules on Cross-Border Security-Based Swap Activities
May 22, 2015
When the Securities and Exchange Commission (SEC) adopted final rules in June 2014 on the cross-border ...
Legal Alert: The SEC Releases Regulations on Reporting and Dissemination of Security-Based Swaps Data
April 9, 2015
On February 11, 2015, the Securities and Exchange Commission (SEC) published final regulations that will ...
Legal Alert: Mandatory Clearing in Europe May Still Be “A Ways Off”: ESMA Responds to Proposed Amendments on Interest Rate Swaps Clearing RTS and Postpones Consideration of FX NDF Clearing
February 19, 2015
The Dodd-Frank Wall Street Reform and Consumer Protection Act’s mandatory clearing requirement for interest ...
Legal Alert: CFTC Fines Summit Energy Services, Inc. for Violating CTA Registration Rules Under the Commodity Exchange Act
February 4, 2015
On January 16, the Commodity Futures Trading Commission (CFTC) issued a settlement order requiring Summit ...